BRC Group Holdings, Inc. (RILY): Nasdaq/NYSE listing notice — B. Riley Financial regains Nasdaq compliance after filing delayed Q3 10-Q

BRC Group Holdings, Inc.

Filed Q3 10-Q on Feb 21, 2025; Nasdaq had granted exception to file by Feb 17.
Nasdaq warned on Feb 19 that trading would be suspended Feb 28 absent appeal.
On Feb 24, Nasdaq confirmed compliance with Listing Rule 5250(c)(1); matter closed.
Previously missed Q2 and Q3 10-Q deadlines; delisting risk now resolved.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BRC Group Holdings, Inc. received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

February 24, 2025, the Company received a notice from Nasdaq indicating that, based on the Company’s filing of the Third Quarter 10-Q, the Company is in compliance with the Rule and the matter is now closed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. B. Riley Financial, Inc. By: /s/Phillip Ahn Name: Phillip Ahn Title: CFO & COO Date: February 25, 2025

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BRC Group Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-25-017086

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