Healthcare Triangle, Inc. (HCTI): Nasdaq/NYSE listing notice — Nasdaq notifies HCTI of delisting over warrant dilution concerns

Healthcare Triangle, Inc.

Nasdaq notified HCTI on May 20, 2025, of intent to delist under Rule 5101 due to public interest concerns from warrant reset provisions.
Warrants issued in Feb 27, 2025 private placement (Series A & B) contain reset clauses that can cause substantial shareholder dilution.
Company must present written views to Nasdaq Hearing Panel by May 30, 2025.
Company plans to submit a compliance plan and also apply for OTCQB trading as a backup if delisted.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Healthcare Triangle, Inc. received a nasdaq delisting notice notice regarding other (rules 5101).

Exchange: nasdaq
Notice: delisting notice
Rules: 5101

Exact text from the filing

May 20, 2025, Healthcare Triangle, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), stating that based on its review of the Company’s public filings with the Securities and Exchange Commission (the “SEC”), its staff has determined to delist the Company’s securities pursuant to its discretionary authority under Listing Rule 5101. Specifically, as set forth in the letter, Nasdaq’s staff determined that the Company’s issuance of securities pursuant to the Company’s private placement, dated February 27, 2025

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2 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Healthcare Triangle, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-25-047425

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