secwatch / observer
8-K filed August 7, 2025, 7:59 PM ET ticker ESLA CIK 0001844417
regulatory confidence high sentiment negative materiality 0.75

Estrella Immunopharma, Inc. (ESLA): Nasdaq/NYSE listing notice — Estrella Immunopharma receives Nasdaq non-compliance notice for MVLS below $35M

Estrella Immunopharma, Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Estrella Immunopharma, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5550(b)(2), 5810(c)(3)(C)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
market value
Rules
5550(b)(2), 5810(c)(3)(C)
Exact text from the filing
August 1, 2025, Estrella Immunopharma, Inc. (the “ Company ”) received a written notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5550(b)(2), which requires listed securities to maintain a minimum Market Value of Listed Securities (“ MVLS ”) of $35,000,000. The Company has not met this requirement for the 30 consecutive business days preceding the date of the notice. The notice indicated the period of non-compliance was from June 13, 2025, to July 31, 2025. The notice also not
View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Estrella Immunopharma, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-25-072746
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