secwatch / observer
8-K filed August 22, 2025, 7:59 PM ET ticker UGRO CIK 0001706524
regulatory confidence high sentiment negative materiality 0.95

urban-gro, Inc. (UGRO): Nasdaq/NYSE listing notice — urban-gro receives Nasdaq delisting notice; subsidiary faces asset sale to cover $1.76M default

urban-gro, Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

urban-gro, Inc. faced acceleration on revolving credit of approximately $1.76 million with Gemini Finance Corp. at default of 1% per week accruing from the June 16, 2025 date of default.

Instrument
revolving credit
Principal
approximately $1.76 million
Counterparty
Gemini Finance Corp.
Rate
default of 1% per week accruing from the June 16, 2025 date of default
Event
acceleration
Exact text from the filing
claiming that UG Construction was in default under the Line of Credit. The notice indicated that the remaining outstanding amount due under the Line of Credit of approximately $1.76 million is immediately due and payable with default of 1% per week accruing from the June 16, 2025 date of default claimed by the Lender. On August 21, 2025, the Company received a
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

urban-gro, Inc. received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1), 5550(b)(1), 9601).

Exchange
nasdaq
Notice
delisting notice
Deficiency
late filing
Rules
5250(c)(1), 5550(b)(1), 9601
Exact text from the filing
March 31, 2025 (the “Form 10-Q”) or its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Form 10-K”), the Company continued to be out of compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission. On August 18, 2025, the Company received a determination letter (the “Determination”) from Nasdaq stating that Nasdaq had determined that the Company did not file the Form 10-K and the Form 10-Q by August 15, 2025, the date requir
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37 debt financings filed in the last 30 days. Browse all debt financings →

urban-gro, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-25-079944
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