BRC Group Holdings, Inc. (RILY): Nasdaq/NYSE listing notice — B. Riley granted continued listing on Nasdaq; files overdue Q1 10-Q; deadlines set for Q2, Q3

BRC Group Holdings, Inc.

Nasdaq Hearings Panel granted exception to cure filing delinquencies; company must file Q2 10-Q by Dec 23, 2025 and Q3 10-Q by Jan 20, 2026.
Company filed Q1 2025 10-Q on Nov 18, 2025, meeting first deadline of Nov 21, 2025.
If any deadline is missed, Panel will delist B. Riley securities from Nasdaq.
Panel noted B. Riley's retention of external consultants, service providers, and a new CFO to improve financial reporting.
Company does not anticipate requesting Listing Council review of the decision.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

BRC Group Holdings, Inc. received a nasdaq hearing update notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: hearing update
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 18, 2025, B. Riley Financial, Inc. (the “Company”) received written notification (the “Decision Letter”) from the Nasdaq Hearings Panel (the “Panel”) notifying the Company of its decision to grant the Company’s request to continue its listing on The Nasdaq Stock Market (“Nasdaq” or the “Exchange”), subject to the Company’s meeting certain conditions outlined in the letter. The Company participated in a hearing with the Panel on November 4, 2025 in connection with the Company’s non-compliance with Nasdaq Listing Rule 5250(c)(1) (the “Filing Rule”), as previously notified by the Nasdaq

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BRC Group Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-25-112543

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