SARATOGA INVESTMENT CORP. (SAR): debt financing — Saratoga Investment Corp. issues $50M 7.25% Senior Notes due 2030; proceeds to redeem 4.375% Notes due 2026

SARATOGA INVESTMENT CORP.

Issued $50M aggregate principal of 7.25% Senior Unsecured Notes due May 1, 2030 in private placement.
Net proceeds approximately $48.5M after placement agent fee and expenses of ~$1.5M.
Intends to use net proceeds to redeem outstanding 4.375% Notes due 2026 and for general corporate purposes.
Notes are redeemable at Company's option at any time before Jan 23, 2028 at make-whole premium, thereafter at par.
Company entered into Registration Rights Agreement obligating it to file exchange offer registration statement within 365 days.

item 1.01 item 2.03 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SARATOGA INVESTMENT CORP. incurred senior notes at 7.25% maturing May 1, 2030.

Instrument: senior notes
Rate: 7.25%
Maturity: May 1, 2030
Event: incurrence

Exact text from the filing

In connection with the issuance and sale of the 7.25% Senior Unsecured Notes due May 1, 2030 (the “Notes” and the issuance and sale of the Notes, the “Offering”)

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

SARATOGA INVESTMENT CORP. entered into Registration Rights Agreement with the institutional purchaser in the Offering (effective 2026-01-23).

Action: entry
Counterparty: the institutional purchaser in the Offering
Effective: 2026-01-23

Exact text from the filing

the Company entered into a Registration Rights Agreement, dated as of January 23, 2026 (the “Registration Rights Agreement”), with the institutional purchaser in the Offering (the “Purchaser”).

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SARATOGA INVESTMENT CORP. filing history →

Source: SEC EDGAR

accession 0001213900-26-008245

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