Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
Profusa, Inc. incurred convertible notes of $555,555.55 with Ascent Partners Fund LLC at 12% per annum maturing April 2, 2027.
- Instrument
- convertible notes
- Principal
- $555,555.55
- Counterparty
- Ascent Partners Fund LLC
- Rate
- 12% per annum
- Maturity
- April 2, 2027
- Event
- incurrence
Exact text from the filing
In connection with the Additional Closing occurring on April 2, 2026, the Company issued to Ascent a senior secured convertible promissory note in the aggregate principal amount of $555,555.55 (the “Third Tranche Note”). The Third Tranche Note matures on April 2, 2027, and accrues interest at a rate of 12% per annum.
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Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Profusa, Inc. issued convertible into shares of common stock at $0.50 per share of convertible note to Ascent Partners Fund LLC for $555,555.55 aggregate principal amount.
- Security
- convertible note
- Shares
- convertible into shares of common stock at $0.50 per share
- Purchaser
- Ascent Partners Fund LLC
- Consideration
- $555,555.55 aggregate principal amount
Exact text from the filing
the Company issued to Ascent a senior secured convertible promissory note in the aggregate principal amount of $555,555.55 (the “Third Tranche Note”). The Third Tranche Note matures on April 2, 2027, and accrues interest at a rate of 12% per annum. The Third Tranche Note is convertible at the option of the holder into shares of the Company’s Common Stock at a conversion price of $0.50 per share
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Profusa, Inc. issued 1,111,111 shares of common stock of warrant to Ascent Partners Fund LLC for as consideration for Ascent and the Collateral Agent agreeing to execute Amendment No. 4 and to participate in the Additional Closing expected to occur on April.
- Security
- warrant
- Shares
- 1,111,111 shares of common stock
- Purchaser
- Ascent Partners Fund LLC
- Consideration
- as consideration for Ascent and the Collateral Agent agreeing to execute Amendment No. 4 and to participate in the Additional Closing expected to occur on April
Exact text from the filing
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 1.01. Entry into a Material Definitive Agreement. Amendment No. 4 to Securities Purchase Agreement and Pledge Agreement As previously disclosed, Profusa, Inc., a Delaware corporation (the “Company”)entered into the (A) the Securities Purchase
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Profusa, Inc. amended Amendment No. 4 with Ascent Partners Fund LLC and the other purchasers party thereto (effective 2026-04-02).
- Action
- amendment
- Agreement
- equity purchase
- Counterparty
- Ascent Partners Fund LLC and the other purchasers party thereto
- Effective
- 2026-04-02
Exact text from the filing
On April 2, 2026, Profusa, Inc., a Delaware corporation (the “Company”), entered into Amendment No. 4 (“Amendment No. 4”) to the Purchase Agreement and Pledge Agreement.
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