Capstone Holding reduces conversion price on $500K of convertible note to $0.57

Capstone Holding Corp.

Principal balance of October 2025 Convertible Note as of April 16, 2026: $1,863,471.69.
Conversion price reduced to $0.57 for $500,000 of principal that previously had $1.10 conversion price.
Adjustment is voluntary by Capstone under Section 7(h) of the note; board approval required.
Prior reductions: July 2025 Note conversion price lowered to $0.75; October Note partially to $0.75.
Investor is 3i, LP; conditions include transfer agent verification.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Capstone Holding Corp. amended Conversion Price Voluntary Adjustment Notice with institutional investor valued at reduction of conversion price to $0.57 for $500,000 of principal amount (effective 2026-04-16).

Action: amendment
Agreement: notes offering
Counterparty: institutional investor
Value: reduction of conversion price to $0.57 for $500,000 of principal amount
Effective: 2026-04-16

Exact text from the filing

On that date, pursuant to Section 7(h) of the October 2025 Convertible Note, the Company and the Buyer agreed, pursuant to a Conversion Price Voluntary Adjustment Notice signed by both parties, to reduce the Conversion Price to $0.57 with regard to $500,000 of the principal amount that previously had a $1.10 conversion price.

View on SEC.gov

38 material agreements filed in the last 30 days. Browse all material agreements →

Capstone Holding Corp. filing history →

Source: SEC EDGAR

accession 0001213900-26-044558

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.