secwatch / observer
8-K filed March 24, 2026, 7:59 PM ET ticker WT CIK 0000880631
debt confidence high sentiment neutral materiality 0.75

WisdomTree prices $603.75M 4.50% convertible notes, exchanges $350M existing notes

WisdomTree, Inc.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

WisdomTree, Inc. issued option to purchase up to an additional $78.75 million aggregate principal amount of the Notes of warrant to initial purchasers for granted under the Purchase Agreement, exercised in full.

Security
warrant
Shares
option to purchase up to an additional $78.75 million aggregate principal amount of the Notes
Purchaser
initial purchasers
Consideration
granted under the Purchase Agreement, exercised in full
Exact text from the filing
the Company also agreed to grant the Initial Purchasers an option to purchase, for settlement during a period of 13 days from, and including, the date the Notes are first issued, up to an additional $78.75 million aggregate principal amount of the Notes.
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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

WisdomTree, Inc. issued $603.75 million aggregate principal amount of convertible senior notes, initially convertible at 46.3306 shares per $1,000 principal of convertible note to qualified institutional buyers under Rule 144A for $603.75 million aggregate principal amount; net proceeds ~$591.2 million.

Security
convertible note
Shares
$603.75 million aggregate principal amount of convertible senior notes, initially convertible at 46.3306 shares per $1,000 principal
Purchaser
qualified institutional buyers under Rule 144A
Consideration
$603.75 million aggregate principal amount; net proceeds ~$591.2 million
Exact text from the filing
the notes an option to purchase up to an additional $78.75 million aggregate principal amount of the notes, which the initial purchasers exercised in full. The sale of the full $603.75 million aggregate principal amount of notes to the initial purchasers is expected to settle on March 30, 2026, subject to customary closing conditions, and to result in
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

WisdomTree, Inc. issued approximately 6.81 million shares for 2026 Notes exchange and approximately 4.19 million shares for 2029 Notes exchange of common stock to certain holders of the 2026 Notes and 2029 Notes for exchange of $75.0 million principal of 2026 Notes and $275.0 million principal of 2029 Notes; plus $0.7 million and $1.1 million cash for accrued interest, and.

Security
common stock
Shares
approximately 6.81 million shares for 2026 Notes exchange and approximately 4.19 million shares for 2029 Notes exchange
Purchaser
certain holders of the 2026 Notes and 2029 Notes
Consideration
exchange of $75.0 million principal of 2026 Notes and $275.0 million principal of 2029 Notes; plus $0.7 million and $1.1 million cash for accrued interest, and
Exact text from the filing
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ̈ Item 3.02. Unregistered Sales of Equity Securities. Convertible Notes On March 23, 2026, WisdomTree, Inc. (the “Company”) priced an offering of $525.0 million aggregate principal amount of 4.50% convertible senior notes due 2031 (the “Notes”). In connection therewith,
View on SEC.gov

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WisdomTree, Inc. filing history →

Source: SEC EDGAR
accession 0001214659-26-003676
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