LUNA INNOVATIONS INC: Nasdaq/NYSE listing notice — Luna Innovations receives Nasdaq delisting notice for late 10-K filing; has until June 3 to submit plan

LUNA INNOVATIONS INC

Received Nasdaq notice on April 2, 2024 for failure to file 2023 Form 10-K on time.
Must submit a plan to regain compliance by June 3, 2024; possible extension to September 30, 2024.
If plan not accepted or compliance not regained, common stock (LUNA) faces delisting.
Company states it is working diligently to complete the Form 10-K.
Notice has no immediate effect on Nasdaq listing but delisting risk if not resolved.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

LUNA INNOVATIONS INC received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 2, 2024 Luna Innovations Incorporated (the “Company”) received a delinquency notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that due to the delay in filing the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”), which requires listed companies to timely file all periodic financial reports with the Securities and Exchange Commission (the “SEC”). The Notice provides t

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001239819-24-000051

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.