Reaves Utility Income Fund replaces administrator ALPS with Paralel, appoints new officers

REAVES UTILITY INCOME FUND

Enters new distribution agreement with Paralel Distributors to sell up to 8M common shares via ATM; commission 1% of gross proceeds.
Replaces ALPS with Paralel Technologies as administrator; annual fee cut to 0.15% on first $2B of assets (was 0.265%).
Appoints Jill Kerschen as Treasurer, Christopher Moore as Secretary, and Bradley Swenson as CCO, replacing prior officers.
Prior agreements with ALPS terminated; new agreements effective September 19, 2022.

item 1.01 item 1.02 item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Bradley Swenson

Chief Compliance Officer

UTG · REAVES UTILITY INCOME FUND

Effective: 2022-09-19
Filed: September 19, 2022, 7:59 PM ET

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

Appointed

Jill Kerschen

Treasurer

UTG · REAVES UTILITY INCOME FUND

Effective: 2022-09-19
Filed: September 19, 2022, 7:59 PM ET

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

Appointed

Christopher Moore

Secretary

UTG · REAVES UTILITY INCOME FUND

Effective: 2022-09-19
Filed: September 19, 2022, 7:59 PM ET

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Bradley Swenson was appointed as Chief Compliance Officer at REAVES UTILITY INCOME FUND.

Action: appointed
Role: Chief Compliance Officer

Exact text from the filing

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Jill Kerschen was appointed as Treasurer at REAVES UTILITY INCOME FUND.

Action: appointed
Role: Treasurer

Exact text from the filing

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher Moore was appointed as Secretary at REAVES UTILITY INCOME FUND.

Action: appointed
Role: Secretary

Exact text from the filing

The Board of Trustees have appointed Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as Treasurer, Secretary, and Chief Compliance Officer, respectively, of the Fund effective as of September 19, 2022.

View on SEC.gov

REAVES UTILITY INCOME FUND filing history →

Source: SEC EDGAR

accession 0001398344-22-018706

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