8-K
filed April 19, 2023, 7:59 PM ET
ticker GLQ
CIK 0001316463
other material
confidence high
sentiment neutral
materiality 0.50
Clough Global Equity Fund replaces administrator ALPS with Paralel Technologies, appoints new officers
Clough Global Equity Fund
- Entered new administration/fund accounting agreement with Paralel Technologies LLC effective April 17, 2023; prior ALPS agreement terminated.
- Appointed Jeremy May (President), Jill Kerschen (Treasurer), Christopher Moore (Secretary), Bradley Swenson (CCO), all Paralel employees.
- Fund's principal address changed to 1700 Broadway, Suite 1850, Denver, CO; phone remains (855) 425-6844.
- Paralel receives monthly fee on average daily total assets; from its fees it pays most routine operating expenses except advisory, taxes, portfolio costs.
Key facts
Extracted from this filing and checked against the source text.
Executive change
SEC 8-K Item 5.02
confidence 1.0
Ryan Johanson resigned as Treasurer at Clough Global Equity Fund.
- Action
- resigned
- Role
- Treasurer
Exact text from the filing
The Paralel officer appointments were made in connection with the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Christopher Moore was appointed as Secretary at Clough Global Equity Fund.
- Action
- appointed
- Role
- Secretary
Exact text from the filing
The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Jeremy May was appointed as President at Clough Global Equity Fund.
- Action
- appointed
- Role
- President
Exact text from the filing
The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Jill Kerschen was appointed as Treasurer at Clough Global Equity Fund.
- Action
- appointed
- Role
- Treasurer
Exact text from the filing
The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Lucas Foss resigned as Chief Compliance Officer at Clough Global Equity Fund.
- Action
- resigned
- Role
- Chief Compliance Officer
Exact text from the filing
The Paralel officer appointments were made in connection with the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Bradley Swenson was appointed as Chief Compliance Officer at Clough Global Equity Fund.
- Action
- appointed
- Role
- Chief Compliance Officer
Exact text from the filing
The Board of Trustees have appointed Jeremy May, Jill Kerschen, Christopher Moore, and Bradley Swenson to serve as the Fund’s President, Treasurer, Secretary, and Chief Compliance Officer, respectively, each effective as of April 17, 2023.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Nicholas Adams resigned as Secretary at Clough Global Equity Fund.
- Action
- resigned
- Role
- Secretary
Exact text from the filing
The Paralel officer appointments were made in connection with the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Lainey Ejiasa resigned as President at Clough Global Equity Fund.
- Action
- resigned
- Role
- President
Exact text from the filing
The Paralel officer appointments were made in connection with the resignations of Lainey Ejiasa, Ryan Johanson, Nicholas Adams, and Lucas Foss, the Fund’s prior President, Treasurer, Secretary, and Chief Compliance Officer, respectively, that were tendered in connection to the termination of ALPS as the Fund’s administrator
View on SEC.gov
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