Director Rodney Yee resigns; Kimun Lee reclassified to Class II for compliance with Investment Company Act

Firsthand Technology Value Fund, Inc.

Rodney Yee resigned from the Board on Sep 22, 2023 to maintain compliance with Section 56 of the Investment Company Act (majority non-interested directors).
Kimun Lee moved from Class III (term expiring at 2023 annual meeting) to Class II (term expiring 2025), effective Sep 22, 2023.
Resignation follows prior departure of Nicholas Petredis in Aug 2023, requiring adjustment to board composition.

item 5.02

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Departed

Rodney Yee

Director

SVVC · Firsthand Technology Value Fund, Inc.

Effective: 2023-09-22
Filed: September 25, 2023, 7:59 PM ET

On September 22, 2023, Rodney Yee resigned as a member of the Board of Directors of Firsthand Technology Value Fund, Inc.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Rodney Yee resigned as Director at Firsthand Technology Value Fund, Inc..

Action: resigned
Role: Director

Exact text from the filing

On September 22, 2023, Rodney Yee resigned as a member of the Board of Directors of Firsthand Technology Value Fund, Inc.

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Firsthand Technology Value Fund, Inc. filing history →

Source: SEC EDGAR

accession 0001398344-23-018308

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