secwatch / observer
8-K filed June 29, 2023, 7:59 PM ET ticker OAK-PA CIK 0001403528
other material confidence high sentiment neutral materiality 0.75

Oaktree Capital acquires Brookfield REIT interests for $307M; CEO Jay Wintrob to step down in Q1 2024

Brookfield Oaktree Holdings, LLC

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Jay Wintrob

chief executive officer
OAK-PA · Brookfield Oaktree Holdings, LLC
Filed
June 29, 2023, 7:59 PM ET
OCG announces that Jay Wintrob’s service as chief executive officer of OCG will cease in the first quarter of 2024, when he will also cease to be a member of the board of directors of OCG.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Jay Wintrob departed as chief executive officer at Brookfield Oaktree Holdings, LLC.

Action
will cease
Role
chief executive officer
Exact text from the filing
OCG announces that Jay Wintrob’s service as chief executive officer of OCG will cease in the first quarter of 2024, when he will also cease to be a member of the board of directors of OCG.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Brookfield Oaktree Holdings, LLC entered into Treasury Contribution Agreement with Brookfield Corporate Treasury Ltd. valued at $307.0 million Purchase Price, with potential True-Up Payment (effective 2023-06-27).

Action
entry
Agreement
asset purchase
Counterparty
Brookfield Corporate Treasury Ltd.
Value
$307.0 million Purchase Price, with potential True-Up Payment
Effective
2023-06-27
Exact text from the filing
On June 27, 2023, Oaktree Capital Group, LLC, a Delaware limited liability company (“OCG”), entered into a contribution agreement (the “Treasury Contribution Agreement”) with Brookfield Corporate Treasury Ltd. (“Treasury”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Brookfield Oaktree Holdings, LLC entered into Restructuring Letter Agreement with Brookfield Corporate Treasury Ltd. valued at Treasury has right to make up to $200.0 million of additional capital contributions to OCG (effective 2023-06-29).

Action
entry
Counterparty
Brookfield Corporate Treasury Ltd.
Value
Treasury has right to make up to $200.0 million of additional capital contributions to OCG
Effective
2023-06-29
Exact text from the filing
In connection with the Acquisition, on June 29, 2023, OCG entered into a letter agreement (the “Restructuring Letter Agreement”) with Treasury whereby, among other things, OCG agrees that, notwithstanding any provision of the Sixth Amended and Restated Operating Agreement of OCG, dated as of March 20, 2023 (as amended, supplemented or otherwise modified, the “Operating Agreement”) to the contrary, Treasury will have the right, in its sole and absolute discretion, to make up to $200.0 million of additional capital contributions to OCG
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Brookfield Oaktree Holdings, LLC entered into NTR Contribution Agreement with OCG NTR Holdings, LLC valued at contributed the Purchase Price and agreed to make True-Up Payment (effective 2023-06-27).

Action
entry
Counterparty
OCG NTR Holdings, LLC
Value
contributed the Purchase Price and agreed to make True-Up Payment
Effective
2023-06-27
Exact text from the filing
Also on June 27, 2023, OCG entered into a contribution agreement (the “NTR Contribution Agreement”) with NTR whereby OCG contributed the Purchase Price to NTR and agreed to make the True-Up Payment to NTR, and NTR agreed to use the Contributed Amount in connection with the Acquisition.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Brookfield Oaktree Holdings, LLC entered into Agreement of Purchase and Sale with BUSI II NTR Sub LLC valued at Acquisition of 100% interests in REIT Entities for cash (effective 2023-06-29).

Action
entry
Agreement
asset purchase
Counterparty
BUSI II NTR Sub LLC
Value
Acquisition of 100% interests in REIT Entities for cash
Effective
2023-06-29
Exact text from the filing
On June 29, 2023, NTR entered into an agreement of purchase and sale (the “Agreement of Purchase and Sale”) to effect the Acquisition, whereby NTR acquired 100% of the interests in the REIT Entities from BUSI II NTR Sub LLC in exchange for cash.
View on SEC.gov

155 material agreements filed in the last 30 days. Browse all material agreements →

Brookfield Oaktree Holdings, LLC filing history →

Source: SEC EDGAR
accession 0001403528-23-000045
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