secwatch / observer
8-K filed May 16, 2023, 7:59 PM ET ticker EFC CIK 0001411342
other material confidence high sentiment neutral materiality 0.15

Ellington Financial shareholders approve doubling authorized common shares to 200M

Ellington Financial Inc.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Ellington Financial Inc. shareholders approved Election of Directors at the 2023-05-16 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-05-16
Exact text from the filing
Proposal 1: Election of Directors Votes regarding the election of five directors, each of whom was elected for a term expiring at the 2024 annual meeting or until such time as his or her successor is elected and qualified, were as follows: For Withheld Broker Non-Votes Stephen J. Dannhauser 32,040,422 7,762,014 14,874,047 Lisa Mumford 37,741,175 2,061,261 14,874,047 Laurence E. Penn 37,604,550 2,197,886 14,874,047 Edward Resendez 36,972,891 2,829,545 14,874,047 Ronald I. Simon, Ph.D. 36,934,468 2,867,968 14,874,047
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Ellington Financial Inc. shareholders approved Ratification of the Appointment of the Company's Independent Registered Public Accountants at the 2023-05-16 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-05-16
Exact text from the filing
Proposal 5: Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023 were as follows: For Against Abstentions Broker Non-Votes 53,946,220 487,396 240,367 * * No broker non-votes arose in connection with this proposal due to the fact that the proposal was considered "routine" under New York Stock Exchange Rules.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Ellington Financial Inc. shareholders approved Advisory (Non-Binding) "Say on Pay" Vote on Frequency of "Say on Pay' Vote at the 2023-05-16 meeting.

Proposal
say on pay frequency
Outcome
passed
Meeting
2023-05-16
Exact text from the filing
Proposal 4: Advisory (Non-Binding) "Say on Pay" Vote on Frequency of "Say on Pay' Vote Votes on a proposal on whether an advisory vote on executive compensation should be held every one, two or three years were as follows: 1 Year 2 Years 3 Years Abstain Broker Non-Votes 38,695,306 249,535 492,227 362,868 14,874,047
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Ellington Financial Inc. shareholders approved Approval of an Amendment to our Certificate of Incorporation (the "Charter") to Increase the Total Authorized Number of Common Shares for Issuance from 100,000,000 to 200,000,000 shares, with a Corresponding Increase in the Total Authorized Number of Shares from 200,000,000 to 300,000,000 shares at the 2023-05-16 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-05-16
Exact text from the filing
Proposal 2: Approval of an Amendment to our Certificate of Incorporation (the "Charter") to Increase the Total Authorized Number of Common Shares for Issuance from 100,000,000 to 200,000,000 shares, with a Corresponding Increase in the Total Authorized Number of Shares from 200,000,000 to 300,000,000 shares Votes on a proposal to approve an amendment to our Charter to increase the total number of Common Shares for Issuance were as follows: For Against Abstentions Broker Non-Votes 36,217,973 3,257,736 324,227 14,874,047
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Ellington Financial Inc. shareholders approved Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation at the 2023-05-16 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2023-05-16
Exact text from the filing
Proposal 3: Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers were as follows: For Against Abstentions Broker Non-Votes 34,659,715 4,394,470 745,751 14,874,047
View on SEC.gov

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Ellington Financial Inc. filing history →

Source: SEC EDGAR
accession 0001411342-23-000102
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