secwatch / observer
8-K filed June 12, 2023, 7:59 PM ET ticker GWRS CIK 0001434728
other material confidence high sentiment neutral materiality 0.55

Global Water Resources raises $2.78M private placement at $12.07/share

Global Water Resources, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Global Water Resources, Inc. entered into Securities Purchase Agreement with COELI SICAV I – CIRCULUS AMERICA SMALL CAP and Andrew M. Cohn (collectively, the “Purchasers”) valued at approximately $2.78 million (effective 2023-06-08).

Action
entry
Agreement
equity purchase
Counterparty
COELI SICAV I – CIRCULUS AMERICA SMALL CAP and Andrew M. Cohn (collectively, the “Purchasers”)
Value
approximately $2.78 million
Effective
2023-06-08
Exact text from the filing
On June 8, 2023, Global Water Resources, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with COELI SICAV I – CIRCULUS AMERICA SMALL CAP and Andrew M. Cohn (collectively, the “Purchasers”) for the issuance and sale by the Company of an aggregate of 230,000 shares of the Company’s common stock (the “Shares”) to the Purchasers in an offering (the “Private Placement”) exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder. Each of the Purchasers is an “accredited investor” as defined in Rule 501(a) under the Securities Act. Mr. Cohn is also a member of the Company’s board of directors and is a party to that certain Standstill Agreement previously entered into with the Company on March 19, 2021, as described in the Company’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on March 24, 2021. Pursuant to
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33 material agreements filed in the last 30 days. Browse all material agreements →

Global Water Resources, Inc. filing history →

Source: SEC EDGAR
accession 0001434728-23-000212
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