Enservco Corp: Nasdaq/NYSE listing notice — Enservco receives NYSE late filer notice; expects to file Q3 10-Q by mid-December

Enservco Corp

Delayed filing of Q3 10-Q due to time needed to bring Q1 and Q2 filings current.
Received NYSE American late filer notice on November 22, 2022.
Has up to 12 months to cure; no immediate effect on listing or trading.
Anticipates filing Q3 results in mid-December to become fully current with SEC filings.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Enservco Corp received a nyse_american noncompliance notice notice regarding late filing (rules 1007).

Exchange: nyse american
Notice: noncompliance notice
Deficiency: late filing
Rules: 1007

Exact text from the filing

November 22, 2022, the Company received a late filer notification from the NYSE Regulation (the “NYSE”) stating that the Company is not in compliance with the NYSE American’s continued listing requirements under the timely filing criteria established in the NYSE American Company Guide. Under Section 1007 of the NYSE American Company Guide, the Company could be granted up to 12 months to cure the late filer deficiency. The initial six month period to regain compliance is automatic and the additional six months is only granted upon request by the Company and approval by the NYSE. The NYSE notice

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Source: SEC EDGAR

accession 0001437749-22-028156

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