ALPHA PRO TECH LTD (APT): Nasdaq/NYSE listing notice — Alpha Pro Tech notifies NYSE of non-compliance due to audit committee composition after director death

ALPHA PRO TECH LTD

Following death of director Russell Manock on Dec 18, 2022, Audit Committee lacks a financially sophisticated member.
Company has cure period until earlier of next annual meeting or Dec 18, 2023 to regain compliance.
Board intends to regain compliance with NYSE American listing requirements before deadline.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ALPHA PRO TECH LTD received a nyse_american deficiency notice notice regarding audit committee.

Exchange: nyse american
Notice: deficiency notice
Deficiency: audit committee

Exact text from the filing

December 23, 2022, Alpha Pro Tech, Ltd. (the “Company”) notified the New York Stock Exchange (“NYSE”) that the Company was no longer in compliance with the NYSE’s continued listing requirements set forth in Part 8 of the NYSE American Company Guide (the “Company Guide”). Specifically, following the passing of Mr. Russell Manock, a director of the Company, on December 18, 2022, the Audit Committee of the Board of Directors (the “Board”) of the Company was no longer compliant with Section 803B(2)(a)(iii) of the Company Guide as it did not have a financially sophisticated audit committee member.

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Source: SEC EDGAR

accession 0001437749-22-029825

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