REPUBLIC FIRST BANCORP INC: Nasdaq/NYSE listing notice — Republic First Bancorp receives Nasdaq non-compliance notice for missing annual meeting; delisting risk

REPUBLIC FIRST BANCORP INC

Nasdaq notified on Jan 3, 2023 that FRBK violated Listing Rule 5620(a) by not holding annual meeting within one year of fiscal year-end.
Company already has a hearings-panel extension to Jan 15, 2023 to file delinquent 10-Qs; panel will also consider this new non-compliance.
FRBK must submit written views to Nasdaq by Jan 10, 2023 and plans to request an extension to comply with the rule.
If panel denies extension, common stock (FRBK) will be subject to delisting from Nasdaq Global Market.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

REPUBLIC FIRST BANCORP INC received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 3, 2023, Republic First Bancorp, Inc. (the “Company”) received written notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that the Company was not in compliance with Listing Rule 5620(a) (the “Rule”), which required the Company to hold an annual meeting of shareholders no later than one year after the end of the Company’s fiscal year-end for continued listing on The Nasdaq Global Market. As reported by the Company in its Current Report on Form 8-K, filed with the Securities and Exchange Commission (the “Commission”) on November 10

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Source: SEC EDGAR

accession 0001437749-23-000744

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