secwatch / observer
8-K filed January 17, 2023, 6:59 PM ET CIK 0000879682
other material confidence high sentiment negative materiality 0.90

VIVEVE MEDICAL, INC.: Nasdaq/NYSE listing notice — Viveve PURSUIT SUI trial fails primary endpoint; company to delist, reduce workforce, explore sale or wind-down

VIVEVE MEDICAL, INC.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

VIVEVE MEDICAL, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5550(b)(1)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
minimum bid price
Rules
5550(a)(2), 5550(b)(1)
Exact text from the filing
November 29, 2022, the Company received notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based upon the Company’s non-compliance with the minimum bid price and stockholders’ equity requirements for continued listing on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rules 5550(a)(2) (the “Bid Price Rule”) and 5550(b)(1) (the “Equity Rule”), respectively, the Company’s securities were subject to delisting unless the Company timely requested a hearing before the Nasdaq Hearings Panel (the “Panel”). On December 5, 2022
View on SEC.gov
Restructurings & Charges SEC 8-K Item 2.05/2.06 confidence 0.9

VIVEVE MEDICAL, INC. announced a restructuring with charges of approximately $25,000.

Type
restructuring
Charge
approximately $25,000
Exact text from the filing
On January 14, 2023, the Board of Directors (the “Board”) of Viveve Medical, Inc. (the “Company”) approved a reduction of the Company’s workforce. The Company expects to record a charge of approximately $25,000 in the first quarter of 2023 relating to the reduction in force, which is expected to consist of healthcare and benefits related costs and expenses.
View on SEC.gov

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Source: SEC EDGAR
accession 0001437749-23-001076
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