secwatch / observer
8-K filed March 13, 2023, 7:59 PM ET ticker HRZN CIK 0001487428
leadership confidence high sentiment negative materiality 0.45

Horizon Tech director Kimberly O'Connor resigns after conflicts from Monroe Capital deal

Horizon Technology Finance Corp

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Kimberley A. O’Connor

Director
HRZN · Horizon Technology Finance Corp
Effective
2023-03-10
Filed
March 13, 2023, 7:59 PM ET
On March 10, 2023, after potential conflicts were identified in connection with the recently announced acquisition of Horizon Technology Finance Management LLC, the Company’s investment advisor, by an affiliate of Monroe Capital LLC (the “ Transaction ”), which may have resulted in an inability of certain service providers to be deemed independent following the closing of the Transaction, Ms. O’Connor elected to resign from the Board.
Appointed

Kimberley A. O’Connor

Director
HRZN · Horizon Technology Finance Corp
Effective
2023-02-23
Filed
March 13, 2023, 7:59 PM ET
On February 23, 2023, the Board of Directors (the “ Board ”) of Horizon Technology Finance Corporation (the “ Company ”) unanimously appointed Kimberley A. O’Connor to the Board.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Kimberley A. O’Connor resigned as Director at Horizon Technology Finance Corp.

Action
resigned
Role
Director
Exact text from the filing
On March 10, 2023, after potential conflicts were identified in connection with the recently announced acquisition of Horizon Technology Finance Management LLC, the Company’s investment advisor, by an affiliate of Monroe Capital LLC (the “ Transaction ”), which may have resulted in an inability of certain service providers to be deemed independent following the closing of the Transaction, Ms. O’Connor elected to resign from the Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Kimberley A. O’Connor was appointed as Director at Horizon Technology Finance Corp.

Action
appointed
Role
Director
Exact text from the filing
On February 23, 2023, the Board of Directors (the “ Board ”) of Horizon Technology Finance Corporation (the “ Company ”) unanimously appointed Kimberley A. O’Connor to the Board.
View on SEC.gov

Horizon Technology Finance Corp filing history →

Source: SEC EDGAR
accession 0001437749-23-006374
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