On March 10, 2023, after potential conflicts were identified in connection with the recently announced acquisition of Horizon Technology Finance Management LLC, the Company’s investment advisor, by an affiliate of Monroe Capital LLC (the “ Transaction ”), which may have resulted in an inability of certain service providers to be deemed independent following the closing of the Transaction, Ms. O’Connor elected to resign from the Board.
On February 23, 2023, the Board of Directors (the “ Board ”) of Horizon Technology Finance Corporation (the “ Company ”) unanimously appointed Kimberley A. O’Connor to the Board.
Key facts
Extracted from this filing and checked against the source text.
Executive changeSEC 8-K Item 5.02confidence 0.95
Kimberley A. O’Connor resigned as Director at Horizon Technology Finance Corp.
Action
resigned
Role
Director
Exact text from the filing
On March 10, 2023, after potential conflicts were identified in connection with the recently announced acquisition of Horizon Technology Finance Management LLC, the Company’s investment advisor, by an affiliate of Monroe Capital LLC (the “ Transaction ”), which may have resulted in an inability of certain service providers to be deemed independent following the closing of the Transaction, Ms. O’Connor elected to resign from the Board.
Kimberley A. O’Connor was appointed as Director at Horizon Technology Finance Corp.
Action
appointed
Role
Director
Exact text from the filing
On February 23, 2023, the Board of Directors (the “ Board ”) of Horizon Technology Finance Corporation (the “ Company ”) unanimously appointed Kimberley A. O’Connor to the Board.
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