secwatch / observer
8-K filed May 11, 2023, 7:59 PM ET ticker CLNN CIK 0001822791
other material confidence high sentiment neutral materiality 0.50

Clene stockholders approve doubling authorized shares to 300M and 6.4M share increase in stock plan

Clene Inc.

item 5.02item 5.03item 5.07item 9.01

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Clene Inc.: Increased number of authorized shares of Common Stock from 150,000,000 to 300,000,000 (effective 2023-05-09).

Change
charter amendment
Effective
2023-05-09
Exact text from the filing
the stockholders of the Company adopted the Fourth Amended and Restated Certificate of Incorporation (the “Certificate”) to increase the number of authorized shares of Common Stock from 150,000,000 to 300,000,000. The Certificate became effective upon filing with the Secretary of State of the State of Delaware on May 9, 2023.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Clene Inc. shareholders approved Election of Class III directors at the 2023-05-09 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-05-09
Exact text from the filing
The following nominees were elected to serve as Class III directors until the expiration of their three-year term at the annual meeting of stockholders in 2026 or until their successors are duly elected and qualified, based upon the following votes: For Withheld Broker Non-Votes Robert Etherington 45,626,260 451,175 8,248,354 Shalom Jacobovitz 45,472,210 605,225 8,248,354 Alison H. Mosca 45,456,076 621,359 8,248,354
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Clene Inc. shareholders approved Adoption of Fourth Amended and Restated Certificate of Incorporation to increase authorized shares of Common Stock to 300,000,000 at the 2023-05-09 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-05-09
Exact text from the filing
The Fourth Amended and Restated Certificate of Incorporation of the Company was adopted, thus increasing the number of authorized shares of Common Stock to 300,000,000, based upon the following votes: For Against Abstained 52,970,818 1,346,239 8,732
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Clene Inc. shareholders approved Approval of Amended 2020 Stock Plan to increase shares reserved by 6,400,000 at the 2023-05-09 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-05-09
Exact text from the filing
The Amended 2020 Stock Plan of the Company was approved, thus increasing the number of shares of Common Stock reserved for issuance thereunder by 6,400,000 shares, based upon the following votes: For Against Abstained Broker Non-Votes 45,180,340 890,806 6,289 8,248,354
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Clene Inc. shareholders approved Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2023 at the 2023-05-09 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-05-09
Exact text from the filing
The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2023 was ratified based upon the following votes: For Against Abstained 54,225,639 88,969 11,181
View on SEC.gov

Browse all governance changes →

Clene Inc. filing history →

Source: SEC EDGAR
accession 0001437749-23-013721
view filing index on sec.gov
view primary document
Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.