Horizon Technology Finance closes offering of 3.25M common shares

Horizon Technology Finance Corp

Sold 3,250,000 shares of common stock in registered public offering that closed June 2, 2023.
Underwriters granted a 30-day option to purchase up to 487,500 additional shares for overallotments.
Underwriting agreement with Morgan Stanley & Co. LLC as representative of several underwriters.
Offering made under previously filed shelf registration statement on Form N-2.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Horizon Technology Finance Corp entered into Underwriting Agreement with Morgan Stanley & Co. LLC, as representative of the several underwriters (effective 2023-05-30).

Action: entry
Agreement: underwriting
Counterparty: Morgan Stanley & Co. LLC, as representative of the several underwriters
Effective: 2023-05-30

Exact text from the filing

On May 30, 2023, Horizon Technology Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), by and among the Company, Horizon Technology Finance Management LLC and Morgan Stanley & Co. LLC, as representative of the several underwriters named on Schedule I thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 3,250,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”), in a registered public offering (the “Offering”).

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Horizon Technology Finance Corp filing history →

Source: SEC EDGAR

accession 0001437749-23-016539

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