secwatch / observer
8-K filed September 19, 2023, 7:59 PM ET ticker PRKR CIK 0000914139
other material confidence high sentiment neutral materiality 0.45

PARKERVISION INC (PRKR): debt financing — ParkerVision amends notes to lower conversion price to $0.25, extends maturity; issues $100K note to director

PARKERVISION INC

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

PARKERVISION INC incurred convertible notes of $100,000 with Paul Rosenbaum at 8% per annum maturing March 15, 2026.

Instrument
convertible notes
Principal
$100,000
Counterparty
Paul Rosenbaum
Rate
8% per annum
Maturity
March 15, 2026
Event
incurrence
Exact text from the filing
Agreement ”) with Paul Rosenbaum, a Company director, which provides for the sale of an unsecured convertible promissory note (the “ Note ”) with an aggregate face value of $100,000. The Note is convertible at any time and from time to time by the holder into shares of Common Stock at a fixed conversion price of $0.25 per share. Any unconverted,
View on SEC.gov
Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

PARKERVISION INC amended convertible notes of $750,000 with accredited investors at unchanged maturing February 28, 2026 and March 13, 2026.

Instrument
convertible notes
Principal
$750,000
Counterparty
accredited investors
Rate
unchanged
Maturity
February 28, 2026 and March 13, 2026
Event
amendment
Exact text from the filing
the Company amended convertible promissory notes dated February 28, 2019 and March 13, 2019 with an aggregate face value of $750,000 held by accredited investors to extend the maturity dates from February 28, 2024 and March 13, 2024 to February 28, 2026 and March 13, 2026, respectively.
View on SEC.gov
Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

PARKERVISION INC amended convertible notes of $425,000 with accredited investors at 8% per annum maturing March 18, 2026.

Instrument
convertible notes
Principal
$425,000
Counterparty
accredited investors
Rate
8% per annum
Maturity
March 18, 2026
Event
amendment
Exact text from the filing
Definitive Agreement On September 15, 2023, ParkerVision, Inc. (the "Company") amended convertible promissory notes dated September 18, 2018, with an aggregate face value of $425,000 held by accredited investors. The notes were convertible into shares of the Company’s common stock (“Common Stock”) at a conversion price of $0.57 per share and had an original
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

PARKERVISION INC amended Convertible Promissory Notes dated February 28, 2019 and March 13, 2019 with accredited investors valued at aggregate face value of $750,000 (effective 2023-09-15).

Action
amendment
Agreement
credit facility
Counterparty
accredited investors
Value
aggregate face value of $750,000
Effective
2023-09-15
Exact text from the filing
On September 15, 2023, the Company amended convertible promissory notes dated February 28, 2019 and March 13, 2019 with an aggregate face value of $750,000 held by accredited investors to extend the maturity dates from February 28, 2024 and March 13, 2024 to February 28, 2026 and March 13, 2026, respectively.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

PARKERVISION INC entered into Securities Purchase Agreement and Unsecured Convertible Promissory Note with Paul Rosenbaum valued at aggregate face value of $100,000 (effective 2023-09-15).

Action
entry
Agreement
credit facility
Counterparty
Paul Rosenbaum
Value
aggregate face value of $100,000
Effective
2023-09-15
Exact text from the filing
on September 15, 2023, the Company entered into a securities purchase agreement (the “ Purchase Agreement ”) with Paul Rosenbaum, a Company director, which provides for the sale of an unsecured convertible promissory note (the “ Note ”) with an aggregate face value of $100,000.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

PARKERVISION INC amended Convertible Promissory Notes dated September 18, 2018 with accredited investors valued at aggregate face value of $425,000 (effective 2023-09-15).

Action
amendment
Agreement
credit facility
Counterparty
accredited investors
Value
aggregate face value of $425,000
Effective
2023-09-15
Exact text from the filing
On September 15, 2023, ParkerVision, Inc. (the "Company") amended convertible promissory notes dated September 18, 2018, with an aggregate face value of $425,000 held by accredited investors. The notes were convertible into shares of the Company’s common stock (“Common Stock”) at a conversion price of $0.57 per share and had an original maturity date of September 18, 2023. The notes were amended to reduce the conversion price to $0.25 per share and extend the maturity date by thirty months, or until March 18, 2026.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PARKERVISION INC shareholders approved Advisory vote on named executive officer compensation at the 2023-09-15 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2023-09-15
Exact text from the filing
Proposal 2 The Company’s shareholders approved, on an advisory basis, the Company’s named executive officer compensation. The voting results are set forth below. Votes For Votes Against Votes Abstained Broker Non-Vote 11,794,480 2,156,544 1,414,524 36,533,470
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Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PARKERVISION INC shareholders approved Ratification of MSL, P.A. as independent registered public accounting firm at the 2023-09-15 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-09-15
Exact text from the filing
Proposal 3 The Company’s shareholders ratified the selection of MSL, P.A. as the Company’s independent registered public accounting firm for the year ending December 31, 2023. The voting results are set forth below. Votes For Votes Against Votes Abstained Broker Non-Vote 51,614,069 38,779 246,170 N/A
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

PARKERVISION INC shareholders approved Election of Directors at the 2023-09-15 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-09-15
Exact text from the filing
Proposal 1 The Company’s shareholders elected the following Class I Director to serve for a term expiring at the 2026 annual meeting. The voting results are set forth below. Votes For Votes Against Votes Withheld Broker Non-Vote Sanford M. Litvack 14,870,661 0 494,887 36,533,470 Jeffrey L. Parker 14,422,390 0 943,158 36,533,470 The Company’s shareholders also elected the following Class II Director to serve for the remaining Class II term expiring at the 2024 annual meeting. Votes For Votes Against Votes Withheld Broker Non-Vote Lewis H. Titterton 14,026,129 0 1,339,419 36,533,470
View on SEC.gov

41 debt financings filed in the last 30 days. Browse all debt financings →

PARKERVISION INC filing history →

Source: SEC EDGAR
accession 0001437749-23-026306
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