Aqua Metals, Inc. (AQMS): Nasdaq/NYSE listing notice — Aqua Metals receives Nasdaq deficiency notice for bid price below $1.00

Aqua Metals, Inc.

On November 24, 2023, Aqua Metals received a Nasdaq deficiency letter for bid price below $1.00 over 30 consecutive days.
Company has 180 days, until May 22, 2024, to regain compliance by closing at $1.00+ for 10 consecutive business days.
If not compliant by May 22, 2024, the Company may be eligible for additional time if it meets other listing standards and provides undertakings.
If unable to regain compliance in a timely manner, Nasdaq will commence suspension and delisting procedures.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Aqua Metals, Inc. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: minimum bid price
Rules: 5550(a)(2), 5810(c)(3)(A)

Exact text from the filing

November 24, 2023, Aqua Metals, Inc. (the “Company”) received a letter (the “Letter”) from the Nasdaq Stock Market, LLC (the “Nasdaq”). The Letter notified the Company that it had fallen below compliance with respect to the continued listing standard set forth in Rule 5550(a)(2) of the Nasdaq Listing Rules because the closing bid price of the Company’s common stock over the previous 30 consecutive trading-day period had fallen below $1.00 per share. Pursuant to the Letter and Rule 5810(c)(3)(A) of the Nasdaq Listing Rules, the Company has 180 days from the date of the Letter, or until May 22

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Aqua Metals, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-23-032985

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