secwatch / observer
8-K filed December 4, 2023, 6:59 PM ET CIK 0001029744
regulatory confidence high sentiment negative materiality 0.85

SONIC FOUNDRY INC: Nasdaq/NYSE listing notice — Sonic Foundry receives Nasdaq delisting notice; stock to trade on OTC Markets Dec 5

SONIC FOUNDRY INC

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.85

SONIC FOUNDRY INC received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
minimum bid price
Rules
5550(a)(2)
Exact text from the filing
As previously disclosed, on January 6, 2023, the Nasdaq Listing Qualifications staff (the “Staff”) notified the Company that it no longer complied with the minimum bid price requirement under Listing Rule 5550(a)(2). In accordance with Listing Rule 5810(c)(3)(A), the Company was provided 180 calendar days, or until July 6, 2023, to regain compliance with Listing Rule 5550(a)(2).
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.85

SONIC FOUNDRY INC received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5550(b)).

Exchange
nasdaq
Notice
noncompliance notice
Deficiency
stockholders equity
Rules
5550(b)
Exact text from the filing
On February 14, 2023, the Staff notified the Company that it failed to comply with Nasdaq’s $2,500,000 minimum stockholders’ equity requirement for continued listing or any of the alternative requirements in Listing Rule 5550(b). In that regard, the Company submitted its plan to regain compliance and was granted an extension until July 14, 2023.
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Source: SEC EDGAR
accession 0001437749-23-033511
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