TALPHERA, INC. (TLPH): Nasdaq/NYSE listing notice — Talphera receives Nasdaq deficiency notice for stockholders' equity below $10M

TALPHERA, INC.

Stockholders' equity as of Sept 30, 2024 was $9.641M, below Nasdaq's $10M minimum for Global Market.
Company must submit a compliance plan by Jan 13, 2025; Nasdaq may grant up to 180-day extension.
If plan not accepted, Nasdaq will initiate delisting; Talphera can appeal to a hearings panel.
Talphera intends to submit a compliance plan but no assurance that Nasdaq will accept it.
Notice has no immediate effect on listing; common stock continues trading on Nasdaq Global Market.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

TALPHERA, INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5450(b)(1)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 5450(b)(1)(A)

Exact text from the filing

November 27, 2024, Talphera, Inc. (the “Company”) received a written notice from the Listing Qualifications Staff of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that, based on the Company’s stockholders’ equity of $9,641,000 as of September 30, 2024, as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, the Company is no longer in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(1)(A), which requires companies to maintain stockholders’ equi

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TALPHERA, INC. filing history →

Source: SEC EDGAR

accession 0001437749-24-036376

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