REALLOYS INC. (ALOY): Nasdaq/NYSE listing notice — Blackboxstocks out of compliance with Nasdaq listing rules after director death and missed annual meeting

REALLOYS INC.

Failed to hold 2024 annual meeting by Dec 31, 2024; rescheduled for Feb 7, 2025.
Director Ray Balestri died Jan 4, 2025; board now 4 members, only 2 independent.
Audit committee now 2 members (both independent) but requires 3 per Nasdaq Rule 5605(c)(2)(A).
Company evaluating options to regain compliance with Nasdaq Rules 5605(b)(1) and 5605(c)(2)(A).

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

REALLOYS INC. received a nasdaq noncompliance notice notice regarding board independence (rules 5605(b)(1), 5605(c)(2)(A), 5605(a)(2)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: board independence
Rules: 5605(b)(1), 5605(c)(2)(A), 5605(a)(2)

Exact text from the filing

January 7, 2025, Blackboxstocks Inc. (the “Company”) notified the Nasdaq Stock Market LLC (“Nasdaq”) that the Company is currently not in compliance with Nasdaq’s annual meeting requirements as set forth in Nasdaq Listing Rule 5620(a). Nasdaq Listing Rule 5620(a) requires that each company listing common stock or preferred stock, and their equivalents, hold an annual meeting of stockholders within one year of the end of each fiscal year. As such, the Company was required to hold its 2024 annual meeting of the stockholders (the “2024 Annual Meeting”) on or before December 31, 2024. The Company

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

REALLOYS INC. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 7, 2025, Blackboxstocks Inc. (the “Company”) notified the Nasdaq Stock Market LLC (“Nasdaq”) that the Company is currently not in compliance with Nasdaq’s annual meeting requirements as set forth in Nasdaq Listin

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

REALLOYS INC. received a nasdaq noncompliance notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: noncompliance notice
Rules: 5620(a)

Exact text from the filing

January 7, 2025, Blackboxstocks Inc. (the “Company”) notified the Nasdaq Stock Market LLC (“Nasdaq”) that the Company is currently not in compliance with Nasdaq’s annual meeting requirements as set forth in Nasdaq Listing Rule 5620(a). Nasdaq Listing Rule 5620(a) requires that each company listing common stock or preferred stock, and their equivalents, hold an annual meeting of stockholders within one year of the end of each fiscal year. As such, the Company was required to hold its 2024 annual meeting of the stockholders (the “2024 Annual Meeting”) on or before December 31, 2024. The Company

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

REALLOYS INC. received a nasdaq deficiency notice notice regarding board independence (rules 5605(b)(1), 5605(c)(2)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: board independence
Rules: 5605(b)(1), 5605(c)(2)(A)

Exact text from the filing

January 7, 2025, Blackboxstocks Inc. (the “Company”) notified the Nasdaq Stock Market LLC (“Nasdaq”) that the Company is currently not in compliance with Nasdaq’s annual meeting requirements as set forth in Nasdaq Listin

View on SEC.gov

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REALLOYS INC. filing history →

Source: SEC EDGAR

accession 0001437749-25-000655

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