Super League Enterprise, Inc. (SLE): Nasdaq/NYSE listing notice — Super League receives Nasdaq delisting notices for bid price and annual meeting noncompliance

Super League Enterprise, Inc.

Bid Price Letter on Jan 2: closing bid below $1.00 for 30 consecutive business days; 180-day cure period ends July 1, 2025.
Annual Meeting Letter on Jan 3: failed to hold annual meeting within 12 months of FYE Dec 31, 2023; compliance plan due in 45 days.
To regain bid price compliance, closing bid must be $1.00+ for 10 consecutive business days; potential second 180-day period exists.
No immediate effect on listing; company intends to monitor bid price and submit compliance plan for annual meeting.
Failure to cure could lead to delisting, subject to appeal to Nasdaq hearings panel.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Super League Enterprise, Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5620(a)

Exact text from the filing

January 3, 2025, the Company received a letter (the “ Annual Meeting Letter ”) from Nasdaq indicating that the Company no longer complies with Listing Rule 5620(a) (the “ Annual Meeting Rule ”) since it did not hold an annual meeting of stockholders within twelve months of the end of the Company’s fiscal year ended December 31, 2023. The Bid Price Letter and the Annual Meeting Letter have no immediate effect on the listing of the Company's Common Stock on The Nasdaq Capital Market. The Company intends to monitor the closing bid price of its Common Stock. To regain compliance with Nasdaq Listin

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Super League Enterprise, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

January 2, 2025, Super League Enterprise, Inc. (the “ Company ”) received a letter (the “ Bid Price Letter ”) from the Listing Qualifications Staff of The Nasdaq Stock Market, LLC (“ Nasdaq ”) indicating that, based upon

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Super League Enterprise, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

January 2, 2025, Super League Enterprise, Inc. (the “ Company ”) received a letter (the “ Bid Price Letter ”) from the Listing Qualifications Staff of The Nasdaq Stock Market, LLC (“ Nasdaq ”) indicating that, based upon the closing bid price of the Company’s common stock, par value $0.001 per share (“ Common Stock ”), for the last 30 consecutive business days, the Company is not currently in compliance with the requirement to maintain a minimum bid price of $1.00 per share for continued listing on the Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(a)(2). On January 3, 2025

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Super League Enterprise, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 3, 2025, the Company received a letter (the “ Annual Meeting Letter ”) from Nasdaq indicating that the Company no longer complies with Listing Rule 5620(a) (the “ Annual Meeting Rule ”) since it did not hold an a

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Super League Enterprise, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-25-000743

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