Rocky Mountain Chocolate Factory, Inc. (RMCF): Nasdaq/NYSE listing notice — Rocky Mountain Chocolate Factory regains Nasdaq compliance after filing late 10-K

Rocky Mountain Chocolate Factory, Inc.

Received Nasdaq deficiency notice on June 17, 2025 for delinquent FY2025 10-K filing.
Filed the Form 10-K on June 20, 2025, curing the deficiency.
Nasdaq confirmed regained compliance on June 23, 2025; common stock trading unaffected.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Rocky Mountain Chocolate Factory, Inc. received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

June 23, 2025, the Company received a notice from Nasdaq indicating that it had regained compliance with the Rule. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Date: June 23, 2025 By: /s/ Jeffrey R. Geygan Name: Jeffrey R. Geygan Title: Interim Chief Executive Officer

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Rocky Mountain Chocolate Factory, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-25-021045

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