Ontrak, Inc.: Nasdaq/NYSE listing notice — Ontrak receives Nasdaq delisting notice after bid price deficiency; will not appeal

Ontrak, Inc.

Nasdaq notified Ontrak on Aug 7, 2025 that bid price was below $1.00 from June 25 through Aug 6, 2025.
Company is not eligible for grace period due to existing Discretionary Panel Monitor; delisting determination made.
Ontrak will not appeal; trading suspension expected at open on Aug 18, 2025, then OTC Markets quoting.
Nasdaq also determined Ontrak is a 'public shell' after company ceased operations and terminated all employees on July 31, 2025.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Ontrak, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

August 7, 2025, Ontrak, Inc. (the “Company”), received a letter from The Nasdaq Stock Market, LLC (“Nasdaq”) stating that the Company no longer meets the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Rule”) because the closing bid price for the Company’s common stock was less than $1.00 from June 25 through August 6, 2025. As previously reported, the Company is subject to a Nasdaq Discretionary Panel Monitor for a one-year period from October 7, 2024. As such, the Company is not eligible for a grace period within which to regain compliance wi

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Ontrak, Inc. received a nasdaq deficiency notice notice regarding other (rules 5101).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5101

Exact text from the filing

August 7, 2025, Ontrak, Inc. (the “Company”), received a letter from The Nasdaq Stock Market, LLC (“Nasdaq”) stating that the Company no longer meets the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Rule”) because the closing bid price for the Company’s common stock was less than $1.00 from June 25 through August 6, 2025. As previously reported, the Company is subject to a Nasdaq Discretionary Panel Monitor for a one-year period from October 7, 2024. As such, the Company is not eligible for a grace period within which to regain compliance wi

View on SEC.gov

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Source: SEC EDGAR

accession 0001437749-25-026512

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