secwatch / observer
8-K filed January 28, 2026, 6:59 PM ET ticker SLE CIK 0001621672
other confidence high sentiment neutral materiality 0.00

Super League cancels designations of 9 series of preferred stock (no shares outstanding)

Super League Enterprise, Inc.

Machine-readable event card

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Super League Enterprise, Inc.
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2026-01-28T23:59:59+00:00
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Source-grounded claims

18c6e54d6e283636fae2308f8a18180e8a1f2d98

Super League Enterprise, Inc.: Filed Certificates of Cancellation to terminate designations of nine series of preferred stock (effective 2026-01-27).

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

SEC 8-K Item 5.03/5.05/5.06 confidence 0.9 SEC evidence

Comparable filings

SCHW

Charles Schwab files Certificate of Elimination for Series I Preferred Stock

SCHWAB CHARLES CORP June 1, 2026, 5:00 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On June 1, 2026, The Charles Schwab Corporation (the “Company”) filed a Certificate of Elimination with the Secretary of State of the State of Delaware with respect to the Company’s 4.000% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I (“Series I Preferred Stock”), which, effective upon filing, eliminated from the Company’s Fifth Restated Certificate of Incorporation, as amended, all matters set forth in the Certificate of Designations for the Series I Preferred Stock.

Filing page SEC filing

DAIO

Data I/O moves 2026 annual meeting to July 8; removes May meeting requirement

DATA I/O CORP May 5, 2026, 7:59 PM ET other Items 5.03, 8.01, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On April 29, 2026, the Board of Directors (the “Board”) of Data I/O Corporation (the “Company”) adopted an amendment to the Bylaws of the Company (the “Bylaw Amendment”) which became effective immediately. The Bylaw Amendment modifies Article II Section (2) of the Company’s Bylaws to eliminate the requirement that the annual meeting of shareholders be held during the month of May.

Filing page SEC filing

HPK

HighPeak Energy amends bylaws for plurality rule on advisory votes

HighPeak Energy, Inc. May 1, 2026, 7:59 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On April 30, 2026, the Board of Directors (the “Board”) of the Company approved a minor addition to the Company’s Second Amended and Restated Bylaws (the “Bylaws”), effective immediately. In summary, the addition to the Bylaws states: • In non-binding advisory matters with more than two possible vote choices, a plurality of the voting power of the shares present in person or represented by proxy at the meeting and entitled to vote on the matter shall be the recommendation of the stockholders.

Filing page SEC filing

DDD

3D Systems amends bylaws to clarify voting standard; no substantive change

3D SYSTEMS CORP April 30, 2026, 7:59 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On April 28, 2026, the Board of Directors of 3D Systems Corporation (the “Company”) adopted Amended and Restated By-Laws of the Company (the “By-Laws”), which are effective immediately, to amend Section 2.07 thereof to more closely conform to the language set forth in Section 216(2) of the Delaware General Corporation Law.

Filing page SEC filing

BDX

BDX board approves bylaw amendments updating advance notice provisions and technical revisions

BECTON DICKINSON & CO April 29, 2026, 7:59 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On April 28, 2026, the Board of Directors of Becton, Dickinson and Company (the “Company”) approved the amendment and restatement of the Company’s By-laws (the “By-laws”). The amendments to the By-laws: (i) update in the advance notice provision the time period to determine the existence of a contested election and (ii) make certain other technical, conforming and clarifying revisions.

Filing page SEC filing

XWIN

XMax board approves amended code of ethics with technical, non-substantive changes

XMax Inc. May 6, 2026, 7:59 PM ET other Items 5.05, 9.01

same fact type: governance_change same SEC item: 9.01 same event type: other similar materiality

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

On April 30, 2026, the Board of Directors (the “Board”) of XMax Inc. (the “ Company ”) approved the amended and restated Code of Business Conduct and Ethics of the Company (the “ Revised Code ”).

Filing page SEC filing

SCI

SCI shareholders approve board governance changes: director minimum cut to 3, board can fill vacancies

SERVICE CORP INTERNATIONAL May 8, 2026, 7:59 PM ET other Items 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

The amendments to the Articles of Incorporation, which became effective on May 7, 2026, and the amendments to the Bylaws, which became effective on May 6, 2026 , include (i) changes permitting the Board to increase the number of directors and fill newly created vacancies, thereby eliminating restrictions requiring that newly created directorships be filled only by shareholders at an annual or special meeting, and (ii) changes reducing the minimum number of directors constituting the Board from nine to three directors (with the maximum remaining at fifteen directors).

Filing page SEC filing

BAX

Baxter shareholders approve charter amendment and incentive plan; board adopts new executive severance plan

BAXTER INTERNATIONAL INC May 8, 2026, 7:59 PM ET other Items 5.02, 5.07, 5.03, 9.01

same fact type: governance_change same SEC item: 5.03, 9.01 same event type: other

This filing

On January 27, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “ Certificates of Cancellation ”).

Comparable filing

the Board approved a corresponding amendment and restatement of the Company’s Amended and Restated Bylaws (the “Amended Bylaws”) reflecting that the number of directors on the Board shall not be less than seven nor more than twelve

Filing page SEC filing

Source: SEC EDGAR
accession 0001437749-26-002323

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