Horizon Tech Finance dismisses RSM, appoints Grant Thornton as auditor

Horizon Technology Finance Corp

Dismissed RSM US LLP on May 13, 2026; RSM was auditor since 2008.
No disagreements or reportable events in FY 2024 or FY 2025 audits.
Audit committee approved Grant Thornton LLP for FY 2026 financials.
No prior consultations with Grant Thornton on accounting principles.

item 4.01item 9.01

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