secwatch / observer
8-K filed December 30, 2022, 6:59 PM ET ticker XERI CIK 0001481504
debt confidence high sentiment negative materiality 0.65

Xeriant amends $6.05M convertible note; extends maturity to Mar 2023, grants 25M warrants at $0.09

XERIANT, INC.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

XERIANT, INC. amended Second Amendment to Senior Secured Promissory Note with Auctus Fund, LLC (effective 2022-12-27).

Action
amendment
Agreement
notes offering
Counterparty
Auctus Fund, LLC
Effective
2022-12-27
Exact text from the filing
Effective December 27, 2022 (the “Effective Date”), Xeriant, Inc. (the “Company”) entered into a Second Amendment to Senior Secured Promissory Note (the “Second Amendment”) with Auctus Fund, LLC (“Auctus”) pursuant to which the parties agreed to amend the Company’s Senior Secured Convertible Promissory Note in the principal amount of $6,050,000 dated October 27, 2021 (the “Note”) issued to Auctus.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

XERIANT, INC. amended First Amendment to Common Stock Purchase Warrants with Auctus Fund, LLC (effective 2022-12-27).

Action
amendment
Agreement
equity purchase
Counterparty
Auctus Fund, LLC
Effective
2022-12-27
Exact text from the filing
Effective the Effective Date, the Company entered into a First Amendment to Common Stock Purchase Warrants (the “Warrant Amendment”) with Auctus pursuant to which the parties agreed to amend the time when the adjustments to the exercise price and the number of shares issuable upon exercise the prior warrants issued on October 27,2021 terminate to 11:59 p.m., New York time, on the date that the Company’s Common Stock is initially listed for trading on the Nasdaq National Market, Nasdaq Small Cap Market, New York Stock Exchange, NYSE MKT or other national securities exchange.
View on SEC.gov

229 material agreements filed in the last 30 days. Browse all material agreements →

XERIANT, INC. filing history →

Source: SEC EDGAR
accession 0001477932-22-009572
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