secwatch / observer
8-K filed December 1, 2025, 6:59 PM ET ticker UPXI CIK 0001775194
other material confidence high sentiment positive materiality 0.80

Upexi prices $10M private placement of 3.29M shares and warrants at $3.04/unit

UPEXI, INC.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

UPEXI, INC. issued 3,289,474 shares of common stock of common stock to institutional investor for aggregate purchase price of $10,000,000.

Security
common stock
Shares
3,289,474 shares of common stock
Purchaser
institutional investor
Consideration
aggregate purchase price of $10,000,000
Exact text from the filing
On November 26, 2025, Upexi, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with a certain institutional investor (the “Purchaser”) pursuant to which the Company agreed to sell and issue to the Purchaser in a private placement offering (the “Offering”): (i) 3,289,474 shares of common stock (the “Shares”), par value $0.00001 per share (the “Common Stock”), and (ii) common stock purchase warrants (the “Warrants”) to purchase up to 3,289,474 shares of Common Stock (the “Warrant Shares”) for an aggregate purchase price of $10,000,000, representing a purchase price of $3.04 per share of Common Stock and accompanying Warrant.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

UPEXI, INC. entered into Purchase Agreement with a certain institutional investor valued at $10,000,000 (effective 2025-11-26).

Action
entry
Agreement
equity purchase
Counterparty
a certain institutional investor
Value
$10,000,000
Effective
2025-11-26
Exact text from the filing
On November 26, 2025, Upexi, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with a certain institutional investor (the “Purchaser”) pursuant to which the Company agreed to sell and issue to the Purchaser in a private placement offering (the “Offering”): (i) 3,289,474 shares of common stock (the “Shares”), par value $0.00001 per share (the “Common Stock”), and (ii) common stock purchase warrants (the “Warrants”) to purchase up to 3,289,474 shares of Common Stock (the “Warrant Shares”) for an aggregate purchase price of $10,000,000, representing a purchase price of $3.04 per share of Common Stock and accompanying Warrant.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

UPEXI, INC. entered into Placement Agency Agreement with A.G.P/Alliance Global Partners (effective 2025-11-26).

Action
entry
Agreement
underwriting
Counterparty
A.G.P/Alliance Global Partners
Effective
2025-11-26
Exact text from the filing
The Company also entered into a Placement Agency Agreement (the “Placement Agency Agreement”) with A.G.P., dated November 26, 2025, pursuant to which A.G.P agreed to serve as the exclusive placement agent for the Company in connection with the Offering.
View on SEC.gov

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UPEXI, INC. filing history →

Source: SEC EDGAR
accession 0001477932-25-008713
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