Vinco Ventures, Inc.: Nasdaq/NYSE listing notice — Vinco Ventures receives Nasdaq delisting notice for late Q3 2022 10-Q filing

Vinco Ventures, Inc.

Nasdaq notice due to failure to timely file Q3 2022 Form 10-Q (deadline Nov 14, 2022).
Also delinquent on Q2 2022 10-Q; company plans to file both by Jan 30, 2023.
Must submit updated compliance plan to Nasdaq by Dec 19, 2022.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Vinco Ventures, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 17, 2022, Vinco Ventures, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market, LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under the Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of the Company’s failure to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 (the “Form 10-Q”) with the United States Securities and Exchange Commission (the “SEC”) in a timely manner, which deadline was November 14, 2022. The Rule

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Source: SEC EDGAR

accession 0001493152-22-033556

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