HHG Capital Corp: Nasdaq/NYSE listing notice — HHG Capital receives Nasdaq deficiency notice for insufficient public holders

HHG Capital Corp

Nasdaq notified HHG Capital on Dec 19, 2022 for non-compliance with Minimum Public Holders Rule (at least 300 holders).
Company has 45 calendar days to submit a plan to regain compliance; no immediate delisting effect.
If plan accepted, Nasdaq may grant up to 180-day extension; if rejected, Company can appeal to a Nasdaq Hearings Panel.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

HHG Capital Corp received a nasdaq deficiency notice notice regarding shareholders (rules 5550(a)(3)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5550(a)(3)

Exact text from the filing

December 19, 2022, HHG Capital Corporation (“Company”) received a written notice (the “Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company was not in compliance with Listing Rule 5550(a)(3) (the “Minimum Public Holders Rule”), which requires the Company to have at least 300 public holders for continued listing on the Nasdaq Capital Market (the “Minimum Public Holders Rule”). The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s secu

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Source: SEC EDGAR

accession 0001493152-22-035933

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