SINTX Technologies prices $12M public offering of units with warrants at $5.60/unit

Sintx Technologies, Inc.

Pricing of 2,150,000 units at $5.60 each; gross proceeds ~$12M before fees.
Each unit: 1 share (or pre-funded warrant) + 1 Class C warrant (5yr, $5.60) + 0.5 Class D warrant (3yr, $5.60).
Offering expected to close on February 10, 2023, subject to customary conditions.
Maxim Group LLC is sole placement agent; Ascendiant Capital Markets is financial advisor.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Sintx Technologies, Inc. entered into Purchase Agreement with certain investors named therein (the “Purchasers”) valued at approximately $12 million (effective 2023-02-07).

Action: entry
Agreement: equity purchase
Counterparty: certain investors named therein (the “Purchasers”)
Value: approximately $12 million
Effective: 2023-02-07

Exact text from the filing

On February 7, 2023, SINTX Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain investors named therein (the “Purchasers”),

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Sintx Technologies, Inc. entered into placement agency agreement dated as of February 7, 2023 (the “PAA”) with Maxim Group LLC (the “Placement Agent”) (effective 2023-02-07).

Action: entry
Agreement: underwriting
Counterparty: Maxim Group LLC (the “Placement Agent”)
Effective: 2023-02-07

Exact text from the filing

s of February 7, 2023 (the “PAA”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell to investors in the offering an aggregate of 2,150,000 Units (the “Offering”) consisting

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119 material agreements filed in the last 30 days. Browse all material agreements →

Sintx Technologies, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-004104

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