Vinco Ventures, Inc.: Nasdaq/NYSE listing notice — Vinco Ventures gets Nasdaq delisting notice for missing 10-Qs; plans appeal

Vinco Ventures, Inc.

Received Staff Determination on Feb 14, 2023 for not filing Q2 and Q3 2022 10-Qs by Feb 13, 2023 exception deadline.
Company had been granted exceptions until Jan 31, 2023 and later extended to Feb 13, 2023, but missed both.
Vinco will appeal the determination to Nasdaq Hearings Panel under Listing Rule 5800 Series.
Ticker BBIG; delinquency relates to continued listing Rule 5250(c)(1).

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Vinco Ventures, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

February 14, 2023, Vinco Ventures, Inc. (the “Company”) received a Staff Determination letter (the “Letter”) from Nasdaq. The Letter states that on August 19 and November 17, 2022, Staff notified the Company that it did not comply with Nasdaq’s filing requirements set forth in Listing Rule 5250(c)(1) (the “Rule”) because it had not filed its Form 10-Q for the period ended June 30, 2022, and its Form 10-Q for the period ended September 30, 2022 (the “Delinquent Filings”). Staff granted the Company an exception until January 31, 2023, to regain compliance with the Rule. Subsequently, on January

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Source: SEC EDGAR

accession 0001493152-23-005505

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