secwatch / observer
8-K filed February 27, 2023, 6:59 PM ET CIK 0001717556
regulatory confidence high sentiment negative materiality 0.75

Vinco Ventures, Inc.: Nasdaq/NYSE listing notice — Vinco Ventures receives Nasdaq staff determination for failure to hold annual meeting; delisting risk

Vinco Ventures, Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Vinco Ventures, Inc. received a nasdaq deficiency notice notice regarding shareholders (rules 5810(c)(2)(A)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
shareholders
Rules
5810(c)(2)(A)
Exact text from the filing
February 21, 2023, Company received staff determination letter from Nasdaq. On January 4, 2023, Staff notified the Company that since it had not held an annual meeting of shareholders within twelve months of the end of the Company’s fiscal year end, it no longer complied with our Listing Rules (the “Rules”) for continued listing. In that regard, the Company was required to submit its plan by February 20, 2023, which was timely submitted. However, pursuant to Listing Rule 5810(c)(2)(A), this deficiency serves as additional and separate basis for delisting. The letter is formal notification that
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Source: SEC EDGAR
accession 0001493152-23-006126
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