secwatch / observer
8-K filed March 7, 2023, 6:59 PM ET CIK 0001538217
M&A confidence high sentiment neutral materiality 0.75

SRAX, Inc.: M&A transaction — SRAX sells LD Micro to Freedom Holding Corp for $8.3M; board member resigns

SRAX, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Christopher Lahiji

member of the Board
SRAX, Inc.
Effective
2023-03-03
Filed
March 7, 2023, 6:59 PM ET
On March 3, 2023, in connection with the consummation of the Merger, Christopher Lahiji, President of LD Micro and member of our Board, resigned as a member of the Board pursuant to a resignation letter, effective immediately.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher Lahiji resigned as member of the Board at SRAX, Inc..

Action
resigned
Role
member of the Board
Exact text from the filing
On March 3, 2023, in connection with the consummation of the Merger, Christopher Lahiji, President of LD Micro and member of our Board, resigned as a member of the Board pursuant to a resignation letter, effective immediately.
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

SRAX, Inc. completed a disposition involving Freedom Holding Corp. (Parent), Freedom U.S. Markets, LLC (Buyer), LDM Merger Sub, Inc. (Merger Sub) for $8,300,000 in consideration, consisting of $4,000,000 in cash and 59,763 shares of the Parent's common stock (closed 2023-03-03).

Action
disposition
Counterparty
Freedom Holding Corp. (Parent), Freedom U.S. Markets, LLC (Buyer), LDM Merger Sub, Inc. (Merger Sub)
Consideration
$8,300,000 in consideration, consisting of $4,000,000 in cash and 59,763 shares of the Parent's common stock
Closing
2023-03-03
Exact text from the filing
Section 368(a) of the Internal Revenue Code of 1986, as amended. At the Closing, as consideration for the sale of LD Micro by means of the Merger, the Buyer paid the Company $8,300,000 in consideration, consisting of $4,000,000 in cash (the “Cash Payment”), and 59,763 shares of the Parent’s common stock, par value $0.001 per share (the “Parent Common Stock”),
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

SRAX, Inc. entered into Agreement and Plan of Merger with Freedom Holding Corp., Freedom U.S. Markets, LLC, LDM Merger Sub, Inc. (effective 2023-03-03).

Action
entry
Agreement
merger
Counterparty
Freedom Holding Corp., Freedom U.S. Markets, LLC, LDM Merger Sub, Inc.
Effective
2023-03-03
Exact text from the filing
On March 3, 2023 (the “Closing Date”), SRAX, Inc. (the “Company”) entered into and consummated the transactions contemplated by the Agreement and Plan of Merger (the “Merger Agreement”) with Freedom Holding Corp., a Nevada corporation (the “Parent”), Freedom U.S. Markets, LLC, a Delaware limited liability company and wholly-owned subsidiary of the Parent (the “Buyer”), LDM Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Buyer (“Merger Sub”), LD Micro, Inc., a Delaware corporation and wholly-owned subsidiary of the Company (“LD Micro”), to sell LD Micro, a small cap platform and conference provider.
View on SEC.gov

Browse all m&a transactions →

Source: SEC EDGAR
accession 0001493152-23-006929
Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.