secwatch / observer
8-K filed March 15, 2023, 7:59 PM ET ticker SER CIK 0001708599
other material confidence high sentiment neutral materiality 0.70

Serina Therapeutics, Inc. (SER): debt financing — AgeX borrows $10M from Juvenescence, lends to Serina; Dr. West resigns from board

Serina Therapeutics, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Dr. Michael D. West

Director
SER · Serina Therapeutics, Inc.
Effective
2023-03-09
Filed
March 15, 2023, 7:59 PM ET
On March 9, 2023, Dr. Michael D. West resigned from AgeX’s Board.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

Serina Therapeutics, Inc. incurred convertible notes of $10,000,000 with Juvenescence Limited at origination fee in an amount equal to 7% of the loan funds disbursed to AgeX maturing March 13, 2026.

Instrument
convertible notes
Principal
$10,000,000
Counterparty
Juvenescence Limited
Rate
origination fee in an amount equal to 7% of the loan funds disbursed to AgeX
Maturity
March 13, 2026
Event
incurrence
Exact text from the filing
(“ AgeX ”) and Juvenescence Limited (“ Juvenescence ”) entered into a Secured Convertible Promissory Note (the “ Juvenescence Note ”) pursuant to which Juvenescence
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Dr. Michael D. West resigned as Director at Serina Therapeutics, Inc..

Action
resigned
Role
Director
Exact text from the filing
On March 9, 2023, Dr. Michael D. West resigned from AgeX’s Board.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Serina Therapeutics, Inc. entered into Convertible Note Purchase Agreement with AgeX Therapeutics, Inc. valued at $10,000,000 (effective 2023-03-15).

Action
entry
Agreement
credit facility
Counterparty
AgeX Therapeutics, Inc.
Value
$10,000,000
Effective
2023-03-15
Exact text from the filing
Serina Therapeutics Inc., an Alabama corporation (“ Serina ”) to AgeX on March 15, 2023, pursuant to the terms of a Convertible Note Purchase Agreement, dated March 15, 2023 (the “ Serina Note Purchase Agreement ”), between AgeX and Serina.
View on SEC.gov

89 debt financings filed in the last 30 days. Browse all debt financings →

Serina Therapeutics, Inc. filing history →

Source: SEC EDGAR
accession 0001493152-23-007763
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