Sagaliam Acquisition Corp: Nasdaq/NYSE listing notice — Sagaliam Acquisition Corp. regains compliance with Nasdaq listing rule after filing 10-K

Sagaliam Acquisition Corp

Received Nasdaq notice on June 1, 2023 confirming compliance with Listing Rule 5250(c)(1).
Previously notified on April 19, 2023 of deficiency due to late Form 10-K filing.
Filed Form 10-K for fiscal year ended Dec 31, 2022 on May 22, 2023, curing the deficiency.
Nasdaq considered the matter closed; no further action required.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Sagaliam Acquisition Corp received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 19, 2023 (the “April 19 Letter”), NASDAQ notified Sagaliam Acquisition Corp. (the “Company”) that the Company no longer met the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1) (the “Rule”). On May 22, 2023, the Company filed its Form 10-K for the period ended December 31, 2022. On June 1, 2022, NASDAQ notified the Company that based on the May 22, 2023 filing of the Company’s Form 10-K for the period ended December 31, 2022, NASDAQ has determined that the Company complies with the Rule. Accordingly, NASDAQ informed the Company that it considered the

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Source: SEC EDGAR

accession 0001493152-23-019908

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