DIH HOLDING US, INC.: Nasdaq/NYSE listing notice — Aurora Technology Acquisition Corp. receives Nasdaq deficiency notice for warrant market value below $1M

DIH HOLDING US, INC.

Nasdaq notice on June 9, 2023: warrants' aggregate market value < $1M, violating Rule 5452(b)(C).
Company has until July 24, 2023 to submit plan to regain compliance; if accepted, until Dec 6, 2023 to comply.
Notice applies only to warrants (ATAKW); listing of Class A ordinary shares (ATAK) unaffected.
Company intends to submit compliance plan but cannot assure success.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

DIH HOLDING US, INC. received a nasdaq deficiency notice notice regarding market value (rules 5452(b)(C)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: market value
Rules: 5452(b)(C)

Exact text from the filing

the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that since the Company’s aggregate market value of its outstanding warrants was less than $1 million, the Company was no longer in compliance with the Nasdaq Global Market continued listing criteria set forth in Listing Rule 5452(b)(C), which requires the Company to maintain an

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Source: SEC EDGAR

accession 0001493152-23-021454

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