FiEE, Inc. (FIEE): Nasdaq/NYSE listing notice — Minim receives Nasdaq non-compliance notice due to unfiled Q2 2023 10-Q and lack of audit committee

FiEE, Inc.

Received Nasdaq letter on Aug 17, 2023 for failure to timely file Form 10-Q for period ended June 30, 2023.
Non-compliance stems from inability to appoint an audit committee to review financials for Q1 and Q2 2023 10-Qs.
Previously granted exception until Nov 12, 2023 to file Q1 10-Q; now must also file Q2 10-Q by same deadline.
Company must submit amended plan to regain compliance by September 1, 2023.
No immediate effect on listing; common stock continues trading on Nasdaq.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FiEE, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250

Exact text from the filing

August 17, 2023, Minim, Inc. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) stating that, because the Company has not filed its Form 10-Q for the period ended June 30, 2023 with the Securities and Exchange Commission (the “Commission”), the Company is not in compliance with Nasdaq’s rules for continued listing under Nasdaq Listing Rule 5250. Rule 5250 requires, in part, that listed companies timely file all required periodic financial reports with the Commission. The non-compliance resulted from the Company’s inability to timely appoint an audit committee to revi

View on SEC.gov

Browse all listing & compliance notices →

FiEE, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-029926

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.