Genelux adopts 2023 Inducement Plan reserving 1M shares; John Smither elected director

GENELUX Corp

Board approved 2023 Inducement Plan reserving 1,000,000 shares for new-hire equity awards as inducement material under Nasdaq Listing Rule 5635(c)(4).
Forms of stock option and restricted stock unit agreements adopted for executive officers and lower-level employees.
At Sept 11 annual meeting, John Smither elected Class I director with 15,084,240 votes for; 1,748,277 broker non-votes.
Ratification of Weinberg & Company as independent auditor passed with 16,829,075 votes for, 689 against.
Plan is substantially similar to the existing stockholder-approved 2022 Equity Incentive Plan.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

GENELUX Corp shareholders approved Ratification of the Selection of Independent Registered Public Accounting Firm at the 2023-09-11 meeting.

Proposal: auditor ratification
Outcome: passed
Meeting: 2023-09-11

Exact text from the filing

The Company’s stockholders ratified the selection of Weinberg & Company, P.A. by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

GENELUX Corp shareholders approved Election of Class I Director at the 2023-09-11 meeting.

Proposal: director election
Outcome: passed
Meeting: 2023-09-11

Exact text from the filing

The Company’s stockholders elected the person listed below as the Class I Director, to serve until the Company’s 2026 Annual Meeting of Stockholders or until his successor is duly elected and qualified or until his earlier death, resignation or removal.

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GENELUX Corp filing history →

Source: SEC EDGAR

accession 0001493152-23-032543

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