HeartCore enters $1.99M ATM equity offering agreement with H.C. Wainwright

HeartCore Enterprises, Inc.

May sell up to $1,988,229 of common stock in at-the-market offerings through H.C. Wainwright.
Manager receives 4.0% cash commission on gross sales plus up to $75,000 expense reimbursement.
Sales may occur on Nasdaq Capital Market from time to time; no obligation to sell any shares.
Agreement dated October 23, 2023; may be terminated by either party on 10 business days' notice.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

HeartCore Enterprises, Inc. entered into At The Market Offering Agreement with H.C. Wainwright & Co., LLC valued at $1,988,229 (effective 2023-10-23).

Action: entry
Agreement: atm program
Counterparty: H.C. Wainwright & Co., LLC
Value: $1,988,229
Effective: 2023-10-23

Exact text from the filing

On October 23, 2023, HeartCore Enterprises, Inc. (the “Company”) entered into the At The Market Offering Agreement (the “Agreement”) by and between the Company and H.C. Wainwright & Co., LLC (the “Manager”), as sales agent.

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HeartCore Enterprises, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-037999

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