FiEE, Inc. (FIEE): Nasdaq/NYSE listing notice — Minim receives Nasdaq deficiency notice for audit committee non-compliance after director resignation

FiEE, Inc.

Nasdaq notified Minim on Oct 19, 2023, that it fails Listing Rule 5605 due to George I. Kassas' resignation from board and audit committee on Sept 15, 2023.
Company has until its next annual shareholders' meeting or March 13, 2024 (whichever earlier) to submit evidence of compliance.
The deficiency notice has no immediate effect on the listing of Minim's common stock on the Nasdaq Capital Market.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

FiEE, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605, 5605(c)(4)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: audit committee
Rules: 5605, 5605(c)(4)

Exact text from the filing

October 19, 2023, Minim, Inc. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) stating that, because of George I. Kassas’ resignation from the Company’s board and audit committee, effective September 15, 2023, the Company is not in compliance with Nasdaq’s rules for continued listing under Nasdaq Listing Rule 5605. Rule 5605 requires, in part, that listed companies have an audit committee that consists of at least three members. Pursuant to Nasdaq Listing Rule 5605(c)(4), the Company has (i) until the Company’s next annual shareholders’ meeting, or (ii) if the Comp

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FiEE, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-038004

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