secwatch / observer
8-K filed November 16, 2023, 6:59 PM ET ticker UAVS CIK 0000008504
other material confidence high sentiment neutral materiality 0.60

AgEagle raises $2M via Series F convertible preferred, warrants, and common stock offering

AgEagle Aerial Systems Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

AgEagle Aerial Systems Inc. entered into Engagement Agreement with Dawson James Securities, Inc. valued at Placement Agent Warrants to purchase 1,483,560 shares of Common Stock at exercise price equal to 10% (effective 2023-11-15).

Action
entry
Agreement
underwriting
Counterparty
Dawson James Securities, Inc.
Value
Placement Agent Warrants to purchase 1,483,560 shares of Common Stock at exercise price equal to 10%
Effective
2023-11-15
Exact text from the filing
On November 15, 2023, AgEagle Aerial Systems Inc. (the "Company") entered into a letter agreement (the "Engagement Agreement") with Dawson James Securities, Inc. ("Dawson") pursuant to which Dawson has agreed to serve as the sole placement agent for the Company, on a reasonable best efforts basis, in connection with the proposed placement of the Company's Series F Preferred (as defined below) and associated warrants to purchase Common Stock as well as Common Stock (the "Offering").
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

AgEagle Aerial Systems Inc. entered into Assignment, Waiver and Amendment Agreement with Institutional investor (existing shareholder) valued at Assignment of rights to purchase up to $1,850,000 of Preferred Stock; extension of investor notice p (effective 2023-11-15).

Action
entry
Counterparty
Institutional investor (existing shareholder)
Value
Assignment of rights to purchase up to $1,850,000 of Preferred Stock; extension of investor notice p
Effective
2023-11-15
Exact text from the filing
On November 15, 2023, the Company entered into an Assignment, Waiver and Amendment Agreement (the "Assignment Agreement") with the Investor pursuant to which, among other things, (i) the Investor transferred and assigned to certain institutional and accredited investors (the "Assignees"), the rights and obligations to purchase up to $1,850,000 of Preferred Stock pursuant to the Additional Investment Right provided in the Original Purchase Agreement (the "Assigned Rights"), (ii) the Original Purchase Agreement was amended so that the Assignees are party thereto and have the same rights and obligations thereunder as the Investor to the extent of the Assigned Rights, (iii) the time period during which the Investor can provide an Investor Notice was extended from August 3, 2024 until February 3, 2025; and (iv) the Investor and the Company agreed to a one-time waiver of the Minimum Subscription Requirement to allow exercise of the Assigned Rights.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

AgEagle Aerial Systems Inc. entered into Securities Purchase Agreement with Three accredited investors valued at Sale of 1,500,000 shares of Common Stock at $0.10 per share for aggregate purchase price of $150,000 (effective 2023-11-15).

Action
entry
Agreement
equity purchase
Counterparty
Three accredited investors
Value
Sale of 1,500,000 shares of Common Stock at $0.10 per share for aggregate purchase price of $150,000
Effective
2023-11-15
Exact text from the filing
Subsequent to the Company's receipt of Investor Notices from the Investor and the Assignees, also on November 15, 2023, the Company entered into a Securities Purchase Agreement with three accredited investors (the "Accredited Investors") pursuant to which the Company sold to the Accredited Investors 1,500,000 shares of Common Stock at $0.10 per share for an aggregate purchase price of $150,0000 pursuant to the Company's Registration Statement on Form S-3 (Registration No. 333-252801), which was initially filed with the United States Securities and Exchange Commission (the "SEC") on February 5, 2021 and was declared effective on May 6, 2021.
View on SEC.gov

38 material agreements filed in the last 30 days. Browse all material agreements →

AgEagle Aerial Systems Inc. filing history →

Source: SEC EDGAR
accession 0001493152-23-041656
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