FiEE, Inc. (FIEE): Nasdaq/NYSE listing notice — Minim receives Nasdaq delisting notice for late Form 10-Q filing

FiEE, Inc.

Received Nasdaq notice on Nov 16, 2023 for failure to timely file Q3 2023 Form 10-Q due Nov 14, 2023.
Company has 60 days to submit a plan to regain compliance; Nasdaq may grant extension to May 13, 2024.
No immediate effect on listing; company working to file Form 10-Q as soon as possible.
Company previously filed Form 12b-25 on Nov 15, 2023 regarding the late filing.
If plan not accepted, company can appeal to Nasdaq hearings panel.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FiEE, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

sting Rules”) due to the Company’s inability to timely file its Form 10-Q for the period ended September 30, 2023 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”). The Notice has no immediate effect on the listing or trading of the Company’s securities. Pursuant to Listing Rule 5250(c)(1), the Company was required to file the Form 10-Q by November 14, 2023 (the “Due Date”). The Company previously reported its inability to file the Form 10-Q by the Due Date in a Form 12b-25 that the Company filed with the SEC on November 15, 2023. Nasdaq has informed the Company that, under

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FiEE, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-042122

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